Recession Lesson Plan - A Kick in the Backslide

p>You can feel it in the air. Long-awaited change ismake important financial decisions based on that
afoot. In the Northeast, the summer that almost wasn'tassumption, you will end up better off in the long run.
has finally arrived with a vengeance, just in time forNot surprisingly, it never came up in conversation, but I
"back to school." And, although lagging job growthdoubt my Gramma knew anyone who owned stocks,
continues to inflict pain (perhaps more than in the past),bonds, or mutual funds. Back then, middle America
the recession that wouldn't end is finally showing signssimply didn't go there, didn't need to go there. Bank
of abating. And with it, a shift in national attitude thatsavings accounts were the order of the day. But with
has been bubbling beneath the surface has begun todefined benefit pension plans being replaced by
emerge. A couple I met with last week said itself-directed 401k plans and a growing need for
beautifully:personal assets to keep up with inflation as people
"We're not saying we're glad the recession happened,fund their own, markedly longer, retirement periods,
but the truth is, it was a timely wake-up call." In othermost of us are investors now, whether we want to be
words, enough of the grieving over what's been lostor not.
and what never should have been and whose fault itSo while Gramma never had to try to assess her "risk
was. It's time to accept what is, acknowledgetolerance," today we absolutely need to get a handle
whatever role each of us might have played, and, withon this if we're to invest successfully (i.e. avoid buying
the newfound wisdom gained through surviving thishigh and selling low.) And now is a great time to do it.
crisis, take action to improve from here.With the stock market going in a favorable direction,
But take care! In parallel to this positive shift are hintsmany of us have moved to the far side of panic, and
of backsliding to the old ways that helped get us intocooler heads prevail. At the same time, the market is
this mess. So I propose we kick off the school yearnot so overheated that anyone's fooled into thinking it's
with a plan for capturing the painful but importantan "all up all the time" proposition, and memories of
lessons the recession taught us. Some of these arewildly plunging markets are still fresh.
principles that previous generations knew well, but thatBefore those memories fade, take an objective look
somehow were lost along the way. Others are theback at what befell your portfolio over the last year,
product of a new economic environment, and theand how you reacted to it. Did you lose sleep? Sell
trend toward a "post-safety net" world.everything? Sit tight? See it as an opportunity?
Gramma had it right... Some of the old chestnuts haveAlthough it seems unlikely we'll experience this kind of
stayed around for a reason. They were sound advicevolatility in the near future (after an 80-year interval
in the past, and they're sound advice now. "If it soundssince the prior time), know that it can happen. At any
too good to be true, it probably is." "Trust but verify."time. And decide whether you're willing and able to go
"Never invest in anything you don't understand." Yes,through that again, or would prefer to trade off some
Bernie Madoff is the obvious case in point, butexpected return in exchange for less volatility.
individuals ignoring these tenets get burned on a smallerFinally, one of the big lessons this economic crisis
scale all the time, as discussed in a recent Bostonreinforced was an idea that first arose for me in the
Globe article.post-9/11 economic bust: "We're all self-employed
"Spend within your means," Gramma might have said.now." Yes, some of us are officially self-employed, and
But I also like the way this 20-something put it: "I'mprojections show that more of you will be joining our
actually finding power in not spending money theseranks, whether on purpose or by accident. In the
days." Now that's a shift! Not sure where to start?meantime, even if you have a full-time job, in many
Read the tongue-in-cheek article, 20 Ways to Wasteindustries, you can't be sure it will exist 2 years from
Your Money, from Kiplinger magazine. Next, in a twistnow, let alone 5 or 10. The old job loyalty/stability
on conventional wisdom, look not just at discretionarycontract is really broken for most workers, and that
expenses but also at presumed fixed expenses, whichmeans a shift in financial planning strategy toward one
often go unquestioned, as laid out in an article by notedthat more closely resembles that of the self-employed.
financial journalist Jean Chatzky. Read "Your Money orIn particular, it's no longer safe to assume a steady
Your Life," an oldie-but-goodie whose messageincome so, like self-employeds, W2 employees need
resonates more than ever. Visit the New Meansto create their own safety nets to better weather the
Facebook page for lots more ideas. However you dodown periods. This means beefing up your Emergency
it, aim to take advantage of The New Frugality whileFund and holding more assets outside your
it's still in vogue, and societal support for this lifestyletax-deferred retirement plan. Even if this means you
makes it easier.pay a little more in income tax in any given year, being
"What goes up, must come down." Or put anotherable to tap this savings -- without taking a costly early
way: "Bubbles will burst. No exceptions." The Dutchwithdrawal from your 401k -- will get you through the
learned this from tulip mania long before Gramma washard times with a lot less angst.
born, but somehow, we insist on learning it the hardInternalizing these lessons and making them stick won't
way again and again.be easy. Irrational exuberance will return. When the
This rule has a lesser known, but equally important,next bubble starts growing and looking like it will
corollary: "What goes down, must come up." OK, well,continue to do so forever, it will be hard to resist the
that one's not guaranteed, but things do tend to run inurge to go along for the ride. Don't be fooled.
cycles. If you keep this in mind the next time it looksUncertainty still rules; it always has and it always will.
like bad times will last forever, and you're tempted toPlan accordingly. Your Gramma would be proud.